Search Result

181 - 200 of 1410 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans