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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation