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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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Similar To

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

REC 6A.1 Exercise of passport rights by EEA market operator

SYSC 3.1 Systems and Controls

APER 4.1 Statement of Principle 1

SUP 15.13 Notification by CBTL firms

PR App 3.1

REC 3.21 Criminal offences and civil prohibitions

PERG 7.3 Does the activity require authorisation?

PR 5.5 Persons responsible for a prospectus

REC 2.10 Financial crime and market abuse

REC 4.2 The supervisory relationship with UK recognised bodies

MCOB 6.9 Regulated sale and rent back agreements

LR 1.3 Information gathering and publication

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation