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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

DISP App 3.8 Other appropriate redress

As Published: 2010

DISP App 3.8 Other appropriate redress

…

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

…

DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions

…

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

…

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

…

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

…

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

…

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

…

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

…

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

…

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

…

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