Search Result

401 - 420 of 1449 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

IFPRU 3.3 Basel 1 floor

As Published: 2014

IFPRU 3.3 Basel 1 floor

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 2A.3 Foreign currency loans

As Published: 2016

MCOB 2A.3 Foreign currency loans

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative