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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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