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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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EG 4.13 Preliminary findings letters and preliminary investigation reports

EG 19.20 Payment Services Regulations 2009

EG 2.4 Case selection: Unauthorised business

GEN 6.1 Payment of financial penalties

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DEPP 2.2 Warning notices and first supervisory notices

MCOB 5.6 Content of illustrations

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 3.1 Introduction

SUP 1A.1 Application and purpose

SUP 16.12 Integrated Regulatory Reporting

GEN 2.2 Interpreting the Handbook

EG 4.3 Notification where a particular person is not yet under investigation

LR 8.6 Criteria for approval as a sponsor

DEPP 4.1 Executive decision maker

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

PERG 2.5 Investments and activities: general

SYSC 19D.3 Remuneration principles

DEPP 6.4 Financial penalty or public censure