Search Result

1181 - 1200 of 1734 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

DISP 4.1 Purpose and application

As Published: 2008

DISP 4.1 Purpose and application

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

COBS 13.2 Product information: production standards, form and contents

As Published: 2007

COBS 13.2 Product information: production standards, form and contents

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages