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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

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FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

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Similar To

DEPP 8.5 Effects of a breach of condition or time limitation

SYSC 13.3 Other related Handbook sections

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 3.2A Information requests (section 122A)

EG 4.12 Search and seizure powers

EG 3.2B Information requests (section 122B)

MAR 6.4 Systematic internaliser reporting requirement

REC 4.9 Disciplinary measures

EG 2.7 Sources of cases

MIPRU 2.1 Application and purpose

SUP 14.8 Further guidance

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation