Search Result

1021 - 1040 of 1514 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2015

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

CONC 8.2 Conduct standards: debt advice

As Published: 2015

CONC 8.2 Conduct standards: debt advice

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement