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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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Similar To

SUP 10A.13 Application for approval and withdrawing an application for approval

FEES 9.2 PSR fees

EG 9.1 Introduction

SUP 18.2 Insurance business transfers

SYSC 5.2 Certification regime

SUP 16.12 Integrated Regulatory Reporting

COLL 12.3 EEA UCITS management companies

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

LR 8.6 Criteria for approval as a sponsor

EG 4.11 Approach to interviews and interview procedures

EG 3.7 Investigations to assist overseas authorities (section 169)

SUP 16.3 General provisions on reporting

SUP 10A.1 Application

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

COND 2.5 Suitability

REC 5.2 Application process

LR 8.7 Supervision of sponsors

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy