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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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Similar To

CONC 7.13 Data accuracy and outsourced activities

CONC 5.2 Creditworthiness assessment: before agreement

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

PRIN 3.1 Who?

FIT 2.1 Honesty, integrity and reputation

SUP 10A.6 FCA governing functions

CASS 5.3 Statutory trust

SYSC 5.1 Skills, knowledge and expertise

DTR 5.8 Procedures for the notification and disclosure of major holdings

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

DISP 2.1 Purpose, interpretation and application

FEES 4.2 Obligation to pay periodic fees