Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

…

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 1.2 Introduction

MAR 4.3 Support of the Takeover Panel's Functions

DEPP 1.1 Application and Purpose

COLL 6.6B UCITS depositaries

CASS 3.1 Application and Purpose

MCOB 13.6 Repossessions

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

FIT 1.1 Application and purpose

PR 2.2 Format of prospectus

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

PERG 15.1 Introduction

SUP 13.5 Notices of intention

CONC 3.3 The clear fair and not misleading rule and general requirements

PERG 14.7 Exemptions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading