Search Result

521 - 540 of 1216 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches