Search Result

461 - 480 of 902 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting