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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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MCOB 2A.3 Foreign currency loans

As Published: 2016

MCOB 2A.3 Foreign currency loans

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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