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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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REC 4.2A Publication of information by UK RIEs and RAPs

PERG 5.8 The regulated activities: advising on contracts of insurance

COLL 12.2 UK UCITS management companies

EG 19.14 Money Laundering Regulations 2007

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SUP 18.1 Application

PERG 4.13 Other exemptions

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

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SUP 10C.4 Specification of functions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 12.9 Record keeping

MIPRU 3.1 Application and purpose

GEN 6.1 Payment of financial penalties

EG 2.4 Case selection: Unauthorised business

PERG 8.35 Authorisation and exemption