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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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