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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege