Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

…

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

…

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

…

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

…

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 13.7 The territorial application of MiFID

REC 3.26 Proposals to make regulatory provision

LR 4.3 Approval and publication of listing particulars

PR 5.3 Certificate of approval

COBS 12.2 Investment research

MAR 8.3 Requirements for benchmark administrators

REC 4.5 FCA supervision of action by UK RIEs under their default rules

APER 4.3 Statement of Principle 3

COLL 7.7 UCITS mergers

SUP 5.1 Application and purpose

SUP 10C.4 Specification of functions

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy