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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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Similar To

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

PERG 8.21 Company statements, announcements and briefings

REC 6A.1 Exercise of passport rights by EEA market operator

PR 4.2 Third country issuers

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

FEES 9.2 PSR fees

IFPRU 11.2 Individual recovery plans

LR 9.2 Requirements with continuing application

SUP 3.3 Appointment of auditors

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PR 4.1 Use of languages

IFPRU 11.7 Notifications

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation