Search Result

161 - 180 of 882 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance