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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose