Search Result

141 - 160 of 1297 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 13.2 General

As Published: 2011

PERG 13.2 General

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

IPRU-INV 2.3 PROFESSIONAL INDEMNITY INSURANCE

As Published: 2015

IPRU-INV 2.3 PROFESSIONAL INDEMNITY INSURANCE

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

APER 1.1A Application

As Published: 2015

APER 1.1A Application