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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

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MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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LR App 2.1

As Published: 2005

LR App 2.1

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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