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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2015

IPRU-INV 9.2 GENERAL REQUIREMENTS

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose