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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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Similar To

LR 8.2 When a sponsor must be appointed or its guidance obtained

DTR 5.4 Aggregation of managed holdings

LR 12.6 Treasury shares

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

SUP 10A.6 FCA governing functions

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

CONC 5A.1 Application, purpose and guidance

DEPP 2.4 Third party rights and access to FCA material

COLL 8.5 Powers and responsibilities

LR 5.3 Requests to cancel or suspend

EG 10.3 Asset-freezing injunctions

EG 6.1 Publicity during FCA investigations

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation