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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers