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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

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Similar To

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 12.4 Purchase of own equity shares

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PR 1.2 Requirement for a prospectus and exemptions

PERG 8.14 Other financial promotions

BIPRU 8.5 Basis of consolidation

CASS 7.11 Treatment of client money

PR 2.4 Incorporation by reference

CASS 6.1 Application

COBS 20.2 Treating with-profits policyholders fairly

PERG 8.4 Invitation or inducement

LR 12.5 Purchase of own securities other than equity shares

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading