Search Result

421 - 440 of 1459 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples