Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

…

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

…

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

…

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

…

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

…

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

…

CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 21.1 Application

SYSC 13.1 Application

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

COBS 6.2A Describing advice services

PERG 17.6 Exclusions

LR 19.1 Application

PERG 8.16 Financial promotions concerning funeral plans

TC 2.1 Assessing and maintaining competence

MCOB 12.1 Application

LR 9.7A Preliminary statement of annual results, and statement of dividends

EG 3.2 Information requests (section 165)

PERG 8.35 Authorisation and exemption

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy