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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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