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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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REC 6.2 Applications

IFPRU 4.15 Credit risk mitigation

LR 15.2 Requirements for listing

CASS 1A.3 Responsibility for CASS operational oversight

FEES 5.1 Application and Purpose

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PERG 8.32 Arranging deals in investments

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MIPRU 3.1 Application and purpose

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LR 8.7 Supervision of sponsors

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

RCB 3.6 Fees and other matters

PERG 4.10 Exclusions applying to more than one regulated activity