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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

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COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

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CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

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PERG 17.1 Introduction

As Published: 2014

PERG 17.1 Introduction

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COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

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MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

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SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

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FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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