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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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EG 10.5 Section 198: the FCA’s policy

LR 17.4 [deleted]

COBS 15.1 Application

EG 13.1 Introduction

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2015 to 31 March 2016

PERG 11.1 Background

COBS 3.2 Clients

FIT 1.2 Introduction

MAR 5.7 Pre-trade transparency requirements for shares

REC 3.14A Operation of a regulated market or MTF

SUP 17.3 Reporting channels

MAR 1.3 Market abuse (insider dealing)

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading