Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC App 6.1 Accredited bodies

PERG 7.3 Does the activity require authorisation?

LR 12.4 Purchase of own equity shares

PR 1.2 Requirement for a prospectus and exemptions

MIPRU 3.2 Professional indemnity insurance requirements

CONC 7.12 Lenders’ responsibilities in relation to debt

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

COLL 5.1 Introduction

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

CONC 11.1 The right to cancel

LR 15.2 Requirements for listing

COLL 6.7 Payments

SUP 16.21 Reporting under the MCD Order for CBTL firms

REC 4.1 Application and purpose

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

EG 8.3 Use of the own-initiative powers in urgent cases

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

PR 5.6 Miscellaneous

PERG 2.10 Persons carrying on regulated activities who do not need authorisation