Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6A.2 Removal of passport rights from EEA market operator

PRIN 3.4 General

IFPRU 4.7 Internal ratings based approach: loss given default

RCB 2.3 Determination of registration

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

LR 5.6 Reverse takeovers

DEPP 4.1 Executive decision maker

REC 2.5 Systems and controls and conflicts

APER 4.6 Statement of Principle 6

LR 15.4 Continuing obligations

SYSC 13.9 Outsourcing

EG 2.5 Cases where other authorities have an interest

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy