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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

As Published: 2016

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles