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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

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ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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Similar To

PERG 7.3 Does the activity require authorisation?

DEPP 4.2 Urgent statutory notice cases

DEPP 3.4 Urgent supervisory notice cases

PR 5.3 Certificate of approval

PR 4.1 Use of languages

SUP 16.1 Application

REC 2.9 Transaction recording

DEPP 6.7 Discount for early settlement

PERG 6.5 General principles

PERG 4.1 Application and purpose

REC 4.4 Complaints

PERG 9.3 The definition

GEN 6.1 Payment of financial penalties

REC 6.2 Applications

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

DTR 1B.1 Application and purpose (Corporate governance)

FEES 11.2 Pensions guidance providers’ levy

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

ICOBS 7.2 Effects of cancellation

PERG 5.14 Exemptions