Search Result

301 - 320 of 1533 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction