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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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