Search Result

261 - 280 of 1607 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

CONC 8.2 Conduct standards: debt advice

As Published: 2015

CONC 8.2 Conduct standards: debt advice

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart