Search Result

281 - 320 of 1607 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

COND 1.3 General

As Published: 2013

COND 1.3 General

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 15.2 General

As Published: 2011

PERG 15.2 General

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013