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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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Similar To

PERG 10.1 Background

REC 3.2 Form and method of notification

PERG 4.1 Application and purpose

PERG 9.3 The definition

LR 9.4 Documents requiring prior approval

SUP 17.3 Reporting channels

FEES 11.2 Pensions guidance providers’ levy

LR 9.2 Requirements with continuing application

PERG 8.37 AIFMD Marketing

DTR 8.3 Criteria for approval as a primary information provider

CONC 1.2 Who? What? Where?

MCOB 4.4A Initial disclosure requirements

EG 4.11 Approach to interviews and interview procedures

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements