Search Result

381 - 400 of 1435 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

IPRU-INV 5 Financial Resources

As Published: 2014

IPRU-INV 5 Financial Resources

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

LR App 2.1

As Published: 2005

LR App 2.1

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

CASS 11.7 Selecting an approved bank at which to hold client money

As Published: 2014

CASS 11.7 Selecting an approved bank at which to hold client money

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions