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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

APER 4.4 Statement of Principle 4

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

PERG 8.10 Types of financial promotion

LR 3.4 Debt and other securities

SUP 10A.11 Minimising overlap with the PRA approved persons regime

IFPRU 8.2 Large Exposures

SUP 17.2 Making transaction reports

DISP 1.10 Complaints reporting rules

REC 3.4 Key individuals and internal organisation

DISP 1.10A Complaints data publication rules

EG 12.1 The FCA’s general approach

REC 4.2C Control over a UK RIE

EG 16.2 Disapplication orders

DEPP 6.5D Serious financial hardship

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DEPP 8.2 Use of the own-initiative variation of approval power: general

GENPRU 3.1 Application

SUP 10C.15 Forms and other documents and how to submit them to the FCA