Search Result

301 - 320 of 1579 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements