Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

…

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

…

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 2.1 Application and purpose

SUP 10C.11 Statements of responsibilities

SUP 18.2 Insurance business transfers

PERG 9.11 Frequently Asked Questions

IFPRU 3.2 Capital

COLL 5.3 Derivative exposure

SUP 3.10 Duties of auditors: notification and report on client assets

SYSC 7.1 Risk control

DTR 1B.1 Application and purpose (Corporate governance)

FIT 1.2 Introduction

EG 11.5 Other relevant powers

REC 6.2 Applications

LR 18.2 Requirements for listing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 2.1 Application and purpose

LR 8.6 Criteria for approval as a sponsor

CREDS 2.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information

LR 5.4A Transfer between listing categories: Equity shares

PERG 16.4 Acting as a depositary of an AIF