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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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