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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

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Similar To

REC 2.2 Method of satisfying the recognition requirements

MCOB 3A.1 Application and purpose

REC 4.4 Complaints

DTR 8.5 Supervision of primary information providers

SUP 3.7 Notification of matters raised by auditor

FEES 3.1 Introduction

SYSC 1.4 Application of SYSC 11 to SYSC 21

LR 10.2 Classifying transactions

BIPRU 1.1 Application

IFPRU 1.1 Application and Purpose

COLL 6.13 Record keeping

SUP 10A.11 Minimising overlap with the PRA approved persons regime

REC 4.2C Control over a UK RIE

DISP 1.1 Purpose and application

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BIPRU 8.8 Advanced prudential calculation approaches

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 8.5 Responsibilities of listed companies

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

SUP 10C.3 General material about the definition of controlled functions